Requirements

Responsibilities

Scope Of Role:

• contribute to the effective management of risks across the branch through the branch Manco forum.

• Ensure the bank is in conformity with industry-specific laws and regulations in letter and spirit, thereby helping to maintain the bank's reputation.

• Ensure the effectiveness of the Group's management of Compliance and Regulatory Risk issues by taking branch responsibility and leadership for compliance & Regulatory Risk.

• Ensure compliance with applicable laws, regulations, internal policies, procedures and codes by establishing and maintaining frameworks within branch.

Key Responsibilities/Challenges:

• Proactive, trusted adviser on the application of laws, regulations and group policies.

• Assess the compliance risks of proposed new products/services in the branch prior to launch.

• Active compliance supervision to ensure that the branch is aware of, and observes both general and specific laws and regulations that apply to their business activities.

• Fulfilling specific statutory responsibilities.

• Deliver compliance guidance and education programs

• Disseminating new and revised local regulations, policies and standards

• Compile external/internal reports

Selection Criteria:

• Thorough knowledge of banking products and services.

• Sound knowledge of local regulatory requirements, local banking practices and requirements.

• Strong local regulatory relationship management skills will be an advantage.

• Strong analytical skills and able to present ideas clearly and in a persuasive manner. Meticulous, risk conscious and possesses logical thinking skills.

• Good judgment enabling the provision of sound advice in difficult areas of law, regulations and practice and the proactive management of compliance and regulatory risk.

• Personal authority, integrity and ethics.

• An inquisitive approach to practices, procedures and specific transactions.

• Independence, robustness and resilience.

• Sharp business acumen, including the ability to assess risk.

Company information

Contact information